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Securities Industry

ALSO CALLED: Equity Trading, Security and Commodity Brokers, Stock Market, Security Brokers, Financial Securities Industry, Commodity Brokers, Mutual Fund Industry, Futures Trading, Commodity Investing Industry, and Brokerage Houses
DEFINITION: Establishments in this group are primarily engaged in one of the following: underwriting securities issues and/or making markets for securities and commodities; acting as agents (i.e., brokers) between buyers and sellers of securities and commodities; providing security and commodities exchange services;  … 
Definition continues below.


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Case Study: How UBS Defeats Identity Theft and Fraud
sponsored by MarkMonitor
CASE STUDY: UBS, a leader in the financials industry, had become a target for online fraud over recent years, and realized they needed a method and infrastructure for protecting their online assets, as well as their customers. Read how they solved this issue.
Posted: 10 Oct 2008 | Published: 09 Oct 2008
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Aite Group Research Report - Rise of Dark Pools and Rebirth of ECNs: Death to Exchanges?
sponsored by Advent Software, Inc
WHITE PAPER: This whitepaper examines some of the key trends within the U.S. ATS market, and provides clear categorizations of some of the platforms vying for market share. This report also provides U.S. equities market share estimates and future projections.
Posted: 10 Jul 2008 | Published: 01 Sep 2007
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The Buyside and the Three Phase Evolution of Electronic Trading White Paper
sponsored by Advent Software, Inc
WHITE PAPER: This paper presents the buyside with a framework that offers a vision for the trading platforms. This framework explains why the future of trading belongs to independent broker-neutral systems supplied by software firms rather than sellside brokers.
Posted: 02 Feb 2007 | Published: 01 Jan 2007
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Ipedo for OTC Derivatives
sponsored by Ipedo, Inc.
PRODUCT OVERVIEW:The Ipedo OTC Derivatives Accelerator is a set of components built specifically to process FpML and related custom XML to perform critical OTC derivatives functions.
Posted: 02 Aug 2004 | Published: 30 Jul 2004
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SECURITIES INDUSTRY DEFINITION (continued): … Establishments in this group are primarily engaged in one of the following: underwriting securities issues and/or making markets for securities and commodities; acting as agents (i.e., brokers) between buyers and sellers of securities and commodities; providing security and commodities exchange services; and providing other services, such as managing portfolios of assets; providing investment advice; and trust, fiduciary, and custody services.Visit WhatIs.com - a knowledge exploration and self-education tool about information technology.


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